SEC FORM
4/A
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Beam Therapeutics Inc.
[ BEAM ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
See Remark 1 |
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3. Date of Earliest Transaction
(Month/Day/Year) 08/06/2021
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 08/10/2021
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
08/06/2021 |
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J |
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745,393 |
D |
$0
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6,226,519 |
I |
F-Prime Capital Partners Healthcare Fund V LP
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Common Stock |
08/06/2021 |
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J |
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7,454 |
A |
$0
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7,454 |
I |
F-Prime Capital Partners Healthcare Advisors Fund V LP
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Common Stock |
08/06/2021 |
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J |
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7,454 |
D |
$0
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0 |
I |
F-Prime Capital Partners Healthcare Advisors Fund V LP
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Common Stock |
08/06/2021 |
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J |
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724 |
A |
$0
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724 |
I |
F-Prime Inc.
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Common Stock |
08/06/2021 |
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J |
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447,236 |
A |
$0
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1,160,583 |
I |
Impresa Fund III Limited Partnership
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Common Stock |
08/09/2021 |
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J |
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1,160,430 |
D |
$0
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153 |
I |
Impresa Fund III Limited Partnership
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Common Stock |
08/09/2021 |
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J |
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950,485 |
A |
$0
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950,485 |
I |
Shares held by persons and entities whose shares are subject to reporting by the undersigned.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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Chris Gouveia, Duly authorized under Powers of Attorney, by and on behalf of FMR LLC and its direct and indirect subsidiaries, and Abigail P. Johnson |
08/16/2021 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
WHEREAS, each individual, entity, or group of entities, set forth in
Exhibit A hereto (each, a "Grantor") has appointed Kevin M. Meagher with full
power of substitution, for the Grantor and in her or its name, to notify
companies and to sign such notices, filings or amendments thereto, in respect
of interests in shares held, directly or beneficially, by the Grantor, pursuant
to the laws and regulations of countries and other jurisdictions within the U.S.
and other jurisdictions within North America, Central America, South America,
Bermuda, and the Caribbean (collectively, the "Applicable Countries"), as shall
from time to time be applicable to the Grantor.
NOW, THEREFORE, the undersigned hereby constitutes and appoints each of
Christopher Gouveia and Bryan Comtois as his substitute, to have all the powers
of the undersigned regarding filings required with respect to each Grantor by
the laws and regulations within the Applicable Countries.
The Power of Attorney granted herein shall remain in full force and effect
only for such time as the undersigned shall continue to be an officer of
Fidelity Management & Research Company LLC, provided that, notwithstanding the
foregoing, this Power of Attorney may be revoked in whole or in part at any
time by the undersigned in writing.
By /s/ Kevin M. Meagher
Kevin M. Meagher
Chief Compliance Officer of Fidelity Management & Research Company LLC
Dated: January 7, 2021
Exhibit A
1. Abigail P. Johnson
2. FMR LLC
3. Fidelity Management & Research Company LLC
4. Strategic Advisers LLC
5. Fidelity Management Trust Company
6. Fidelity Management & Research (Hong Kong) Limited
7. Fidelity Management & Research (Japan) Limited
8. FMR Investment Management (UK) Limited
9. Fidelity Management & Research (Canada) ULC
10. Fidelity Investments Canada ULC
11. Fidelity Personal and Workplace Advisors LLC
12. Crosby Advisors LLC
13. Impresa Management LLC and the collective investment vehicles for which
Impresa Management LLC acts as manager, general partner or general partner of
the general partner
14. The Fidelity Equity and High Income Funds for which Fidelity Management &
Research Company LLC serves as investment adviser
15. The Fidelity Fixed Income and Asset Allocation Funds for which Fidelity
Management & Research Company LLC serves as investment adviser
16. The Funds for which Strategic Advisers LLC serves as investment adviser
17. FIAM Holdings LLC, FIAM LLC and Fidelity Institutional Asset Management
Trust Company
18. FIL Limited and each of its direct and indirect subsidiaries
19. Pandanus Associates, Inc. and Pandanus Partners L.P.